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In addition to providing information regarding "standard’ or
"accepted" forms of therapy physicians are occasionally called upon to
provide expert testimony in the performing of an Independent Medical
Examination (IME), testifying in a deposition or court proceeding or
providing "expert opinions" in publications.
There exists a legitimate
concern that the information presented is not always of good
quality and is not infrequently biased.
There do not exist, at the present time, any hard standards regarding who is
qualified to provide an independent medical evaluation or provide an
expert opinion other than a medical license. Due to
this shortcoming it is not infrequent that the physician being asked to
perform a IME, or other task, is simply not qualified by training, experience,
or credentialing to serve in this capacity. Many physicians earn their livelihood
as "hacks" for third parties. As reliable "nay sayers"
they are typically well
known to the professional community at-large but continue unimpeded,
infrequently challenged, and almost never disciplined. Many managed
care providers see their use as a cost-effective means of decreasing
their
cost of business and continue to support this sad farce. Often IMEs do not even reflect the basics of history
review, history taking, physical and neurologic examination, review of
x-rays and imaging studies. IMEs that do not follow a agreed-upon
protocol should be considered to be invalid on this basis alone.
These practices lacking of ethic or integrity will continue only as long as the community
continues to tolerate such behavior.
The major liability of depositions is that there isn't a referee or judge
present to guide the process. It is not infrequently the case that
depositions proceed for many hours reviewing inane material not germane to the
subject at hand. This consistently represents not only a waste of
natural resource (trees), time, talent and money but also guarantees
that anyone actually attempting to read such a document will probably have
nodded-off long before finishing it (maybe that is the intended strategy).. Depositions require the presence of more
than just transcribers and videographers. They would certainly benefit
from having a representative of the
court present to maintain some modicum of restraint and efficiency but
this is clearly not a practical suggestion. A better answer would be
to place a one
hour time limit (absolutely not more than 1½ hours) on any deposition
initially. This would not preclude unlimited additional hours
scheduled at other times. The Burton Experience has been that when a
deposition is limited to an hour it gets done in an hour and all of the pertinent
concerns are invariably addressed during this period of time.
In an adversarial system of law each side
produces its own witnesses and information. It is the responsibility of
the court to judge, and rule on, this. More frequently the courts are
becoming involved in issues relating to technology assessment. Today's "high-tech" world has not been matched with high-tech
judges and juries. Judges and juries have been given the unenviable task
of becoming a modern version of the Greek philosopher Diogenes (circa 300
BC) searching for a "honest man." They are given the
challenge of sorting
out a myriad of information
being provided by persuasive lawyers and "experts."
Sometimes the issues involve whether a patient should have received, or
should be eligible for, advanced technologies, as well as whether the
court should order reimbursement for expensive
treatment modalities. The court is typically
dependent, in these matters, on the information provided by a medical
expert. Should there not be a qualified medical "expert"
appointed by the court to be present to make inquiries and thus
serve as a check on poor medical testimony as well as to determine, in
advance, any potential conflicts of interest?
The State of Minnesota Legislature in
its 1999 session implemented a well-intentioned review system designed to
address treatment disputes with managed care providers. Due to take
effect in April, 2000 the patient can go to an "independent medical
expert" to assist in resolving the coverage issue. Herein lies
the basic challenge of the concept of an "expert." How
about some standards first? Why not address the following
issues in these standards:
What is the expert's training?
What is the expert's experience?
What are the expert's formal credentials?
What are the expert's potential, or real, conflicts of interest?
Who else considers this person to be an expert?
Who can be the unbiased reviewer able to determine the legitimacy of this
expertise?
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The American Academy of Orthopaedic Surgeons and the American
Association of Neurological Surgeons have published Expert Witness
Guidelines the following have been suggested by Edward Benzel as being the
desirable characteristics for a legitimate expert witness
1. Maturity- an expert witness should harbor enough maturity by
virtue of his or her age and knowledge of the subject at hand to provide
meaningful and objective commentary and opinion.
2. Experience- the expert witness should be experienced in the field
to be specifically addressed by the litigation at hand. Both the lay
public and physicians desire learned opinions that can be
"delivered" only by experts in the specific discipline addressed
by the lawsuit or claim.
3. The expert witness should be well known in his or her specific
discipline (that is directly related to the litigation at hand) regarding
expertise, honesty, objectivity and style. Regarding the latter
point, most people (physicians and the lay public alike) desire calm,
collected, methodical responses to questions.
Benzel CB:Medical expert witness, SpineLine (of the North
American Spine Society), March/ April 2001, pp. 37-38.
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Until all other professional organizations are also willing to assist in
the process of determining "expertise", particularly a medical expert,
all such endeavors will continue to be
shrouded in shadow.
It would certainly be in the public interest for some reputable
organization such as Marquis, publisher of the Who's
Who series, to publish a companion publication (i.e. "What's What")
also listing, for
public review, all of the real and potential conflicts of interest
existing for "experts" providing consultative or expert testimony
services. This publication would probably need to be interactive so
as to maintain some currency. The challenge inherent in the
practical application of the "sunshine
principle" are the concerns regarding First Amendment
"Rights" and security issues pertaining to those persons being
identified. In 1998 the United States Legislature enacted a Ethics
in Government Act. This has been a step in the right direction but
is clearly going to take some considered effort to come up with a
reasonable balance between disclosure and privacy.
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